Audit Best Practices

10 Common Care Plan Audit Mistakes That Cost Care Homes

Published: 10 January 2025 | Reading time: 10 minutes

Care plan audits are essential for maintaining CQC compliance, but many care homes make the same mistakes repeatedly. Here are the top 10 errors we see - and how to avoid them.

1. Infrequent Auditing

The mistake: Only auditing care plans before a CQC inspection or after an incident.

The solution: Implement a rolling audit schedule. Aim to audit each care plan at least monthly, with more frequent reviews for complex needs.

2. Using Outdated Templates

The mistake: Auditing against old CQC standards or using templates that don't reflect current guidance.

The solution: Review and update your audit templates annually. Subscribe to CQC updates to stay informed of guidance changes.

3. Tick-Box Mentality

The mistake: Rushing through audits just to complete them, without meaningful analysis.

The solution: Quality over quantity. A thorough audit of fewer plans is more valuable than superficial reviews of many.

4. Ignoring Resident Voice

The mistake: Auditing paperwork without checking if it reflects actual resident preferences and experiences.

The solution: Include resident and family feedback in your audit process. Does the care plan truly represent the person?

5. Failing to Track Actions

The mistake: Identifying issues but not following up on corrective actions.

The solution: Create an action log with clear deadlines and accountability. Review progress at team meetings.

6. Single Auditor Blind Spots

The mistake: Having the same person audit the same care plans repeatedly.

The solution: Rotate auditors and consider peer audits. Fresh eyes catch different issues.

7. Missing Risk Assessment Updates

The mistake: Not checking that risk assessments are reviewed and updated when circumstances change.

The solution: Include risk assessment currency as a mandatory audit checkpoint. Set calendar reminders for reviews.

8. Poor Documentation of Audits

The mistake: Not keeping records of what was audited, findings, and actions taken.

The solution: Maintain comprehensive audit records. These demonstrate your commitment to quality when CQC visits.

9. Overlooking Mental Capacity

The mistake: Not verifying that capacity assessments and best interest decisions are properly documented.

The solution: Include MCA compliance as a specific section in every audit. Check that decisions are reviewed when capacity changes.

10. Not Celebrating Successes

The mistake: Only focusing on problems and missing opportunities to recognise excellent practice.

The solution: Include positive findings in your audit reports. Share good practice across the team.

The Faster Way to Audit

Manual audits are time-consuming and prone to human error. AI-powered auditing can help you:

  • Audit care plans in minutes, not hours
  • Ensure consistency across all audits
  • Identify issues you might miss
  • Generate action plans automatically
  • Track compliance over time

Avoid These Mistakes with AI-Powered Auditing

Try Agent Outstanding and see how much time you can save while improving audit quality.

Start 3 Free Audits